Jimmy Shun Hing Lee
利順興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Shun Hing Lee (利順興), a licensed Responsible Officer with CE reference AGG286. Currently licensed at 1 firm(s): U&I Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.7 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-30 | present |
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-30 | present |
| RP Asset Management Limited 瑞平資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-01 | 2026-01-31 |
| RP Asset Management Limited 瑞平資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-01 | 2026-01-31 |
| RP Asset Management Limited 瑞平資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-01 | 2026-01-31 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-04-17 | 2017-08-30 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 9 - Asset management | 2015-04-17 | 2017-08-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-28 | 2015-02-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 - Advising on securities | 2014-03-20 | 2015-02-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2014-03-20 | 2015-02-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-22 | 2014-03-28 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 - Advising on securities | 2012-11-16 | 2013-11-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 - Asset management | 2012-11-16 | 2013-11-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-10 | 2012-11-16 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2012-09-10 | 2012-11-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-19 | 2012-06-28 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-04-16 | 2011-06-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-04-16 | 2011-06-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 - Asset management | 2010-04-16 | 2011-06-25 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
RO | Type 4 - Advising on securities | 2007-05-08 | 2009-08-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Shun Hing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hoi Tung Leung | RP Asset Management Limited | 2017–2025 |
| Hin Ting James Ko | RP Asset Management Limited | 2022–2026 |
| Ye Li | RP Asset Management Limited | 2022–2026 |
| Ling Fai Hung | RP Asset Management Limited | 2022–2025 |
| Guanye Cao | China Point Asset Management Limited | 2015–2017 |
| You Lu | China Point Asset Management Limited | 2015–2017 |
| Ignatius Hon Wai So | Angus Moore Limited | 2007–2009 |
| Kwan Yiu So | Angus Moore Limited | 2007–2009 |
| Ling Lam | Angus Moore Limited | 2008–2009 |
| Wai Chung Pang | Angus Moore Limited | 2007–2009 |
| Anita Lining Zhang | Angus Moore Limited | 2008–2009 |
| Hiu Man Wu | Angus Moore Limited | 2008–2009 |
| Benjamin Chun Man Kong | Angus Moore Limited | 2008–2009 |
| Tik Wa Lee | Angus Moore Limited | 2008–2009 |
| Kam Yin Lee | Angus Moore Limited | 2008–2009 |
| Wai Man Poon | Angus Moore Limited | 2008–2009 |
| Alexander Yu Fan Lo | Angus Moore Limited | 2007–2009 |
| Lai Kit Chow | Angus Moore Limited | 2007–2008 |
| Edmond Kwong Wai Shum | Angus Moore Limited | 2007–2008 |
| Dorothy Wai Han Wong | Angus Moore Limited | 2007–2008 |