David Ping Lin

林平
CE No. AOT744 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ping Lin (林平), a licensed Representative with CE reference AOT744. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.9 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2018-06-15 present
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 1 - Dealing in securities 2017-06-26 present
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 2 - Dealing in futures contracts 2017-06-26 present
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 - Dealing in securities 2015-08-19 2017-06-25
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-08-19 2017-06-25
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 7 - Providing automated trading services 2010-06-23 2012-09-05
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2009-09-14 2012-09-05
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-11-06 2008-12-11
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2008-11-06 2008-12-11
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2007-04-03 2008-12-11
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-04-03 2008-12-11
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2007-04-03 2008-12-11
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 - Providing automated trading services 2007-04-03 2008-12-11

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