Jeffrey Hoi Yue Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Hoi Yue Lau (劉凱宇), a licensed Responsible Officer with CE reference AOT665. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 9 - Asset management | 2026-05-06 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-26 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-26 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-26 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | 2026-01-26 | 2026-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-31 | 2025-04-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2013-12-31 | 2025-04-30 |
| Bowen Asia Limited | Rep | Type 4 - Advising on securities | 2011-04-19 | 2014-02-28 |
| Bowen Asia Limited | Rep | Type 9 - Asset management | 2011-04-19 | 2014-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-19 | 2011-01-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2010-03-11 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-03-30 | 2010-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeffrey Hoi Yue Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.