Jonathan Charles Marc Sillam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Charles Marc Sillam, a licensed former licensee with CE reference AOM654. This person has 12.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-16 | 2024-05-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-01-16 | 2024-05-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-20 | 2022-09-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-20 | 2022-09-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-02-09 | 2014-04-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-02-09 | 2014-04-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-09 | 2014-04-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-09 | 2014-04-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-10 | 2010-02-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2010-02-01 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-29 | 2009-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan Charles Marc Sillam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.