Tak Fai Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Fai Lau (劉德輝), a licensed Responsible Officer with CE reference AOH320. Currently licensed at 4 firm(s): Emperor Securities Limited, Emperor Wealth Management Limited, Emperor Futures Limited, Emperor Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 19.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2025-06-12 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-12 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-06-12 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-27 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 - Asset management | 2024-05-22 | present |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-22 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-22 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-04-22 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-05-22 | 2025-03-27 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-05-16 | 2025-03-28 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2022-04-22 | 2025-03-25 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-22 | 2025-03-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-14 | 2022-04-22 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-14 | 2022-04-22 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-03-14 | 2022-05-16 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-02 | 2024-05-22 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-02 | 2024-05-22 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-10 | 2022-04-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-28 | 2022-04-22 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-28 | 2022-04-22 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-30 | 2009-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Fai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.