Qian Qin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Qin (秦黔), a licensed Responsible Officer with CE reference ANR972. Currently licensed at 2 firm(s): CITIC Securities International Global Markets Limited, CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 19.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-01-08 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-05 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 - Advising on securities | 2018-01-05 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-26 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-26 | 2018-01-05 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-26 | 2018-01-08 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-26 | 2018-01-05 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-26 | 2017-06-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-18 | 2013-04-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-27 | 2011-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qian Qin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.