Xiangdong Xiong
熊向東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangdong Xiong (熊向東), a licensed Responsible Officer with CE reference ANI717. Currently licensed at 1 firm(s): Golden Mountain Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 19.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Asset Management Limited 金山金融資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-06 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-29 | 2019-06-28 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-29 | 2019-06-28 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-29 | 2019-06-26 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2019-05-29 | 2019-06-28 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-29 | 2019-06-26 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-23 | 2019-06-28 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 - Advising on securities | 2010-11-08 | 2019-05-29 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 - Asset management | 2010-11-08 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-11 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-03-11 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 - Asset management | 2010-03-11 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-23 | 2010-03-11 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-06-23 | 2010-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiangdong Xiong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.