Andrew E Yao
姚恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew E Yao (姚恩), a licensed former licensee with CE reference ACD402. This person has 12.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-20 | 2019-03-27 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2013-02-20 | 2019-03-27 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-17 | 2011-04-01 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2009-02-17 | 2011-04-01 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-04-25 | 2008-10-17 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-04-25 | 2008-10-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-01 | 2007-02-17 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew E Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.