Sai Chung Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Chung Li (李世聰), a licensed Responsible Officer with CE reference AMO749. Currently licensed at 2 firm(s): Fortune Asset Management Limited, Fortune (HK) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-01-31 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-31 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-06 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-01 | 2017-10-06 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-03-06 | 2016-11-30 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-25 | 2016-11-30 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-15 | 2012-09-25 |
| One Axcess Limited | RO | Type 1 - Dealing in securities | 2012-02-20 | 2012-07-31 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-11 | 2011-08-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-11 | 2011-08-01 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-24 | 2011-04-26 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-10-22 | 2011-04-26 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-04 | 2010-03-24 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2009-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Chung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.