Chau Yee Wong
黃秋兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Yee Wong (黃秋兒), a licensed former licensee with CE reference AQT257. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-01 | 2025-06-27 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-01 | 2025-06-27 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-16 | 2022-03-07 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-03 | 2017-10-16 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-14 | 2017-05-25 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-14 | 2017-05-25 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-09 | 2017-06-23 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-08 | 2009-05-31 |