Mak Chi Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mak Chi Lau (劉陌志), a licensed Responsible Officer with CE reference AWG054. Currently licensed at 2 firm(s): Fortune Asset Management Limited, Fortune (HK) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-02 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-17 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-10 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-10 | 2020-01-17 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2019-02-28 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-28 | 2019-02-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2019-02-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-17 | 2019-02-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-09 | 2016-10-04 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-09 | 2016-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mak Chi Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.