Chi Ming Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Wong (黃志明), a licensed Responsible Officer with CE reference AMK406. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.0 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-23 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-03-23 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-23 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-12 | 2020-03-23 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-12 | 2020-03-23 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-02-26 | 2020-01-17 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-12 | 2020-01-17 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-12-12 | 2018-02-26 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-25 | 2017-12-01 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-02-25 | 2017-12-01 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-11-28 | 2015-11-22 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-15 | 2014-11-28 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-24 | 2014-10-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-03 | 2011-07-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-03 | 2011-07-13 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-29 | 2010-01-22 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-02 | 2010-01-22 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | 2007-10-04 | 2010-01-22 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-14 | 2008-10-29 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-01 | 2007-03-02 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-31 | 2007-03-02 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-05 | 2006-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.