Wei Chen Chia
謝偉政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Chen Chia (謝偉政), a licensed former licensee with CE reference ALZ911. This person has 4.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-14 | 2020-03-16 |
| Max Giant Limited 巨溢有限公司 |
Rep | Type 9 - Asset management | 2016-08-03 | 2018-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-11-16 | 2007-01-29 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-16 | 2007-01-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-16 | 2007-01-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-20 | 2005-09-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-20 | 2005-09-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-05-20 | 2005-09-28 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei Chen Chia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.