York Yuen Yuk Lo
羅元旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for York Yuen Yuk Lo (羅元旭), a licensed former licensee with CE reference ALS059. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-12-03 | 2008-04-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-11-05 | 2008-04-17 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-30 | 2007-10-28 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-03-30 | 2007-10-28 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-04 | 2007-03-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-04 | 2007-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as York Yuen Yuk Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.