Nga Yeung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Yeung Lau (劉雅揚), a licensed Representative with CE reference ALQ199. Currently licensed at 3 firm(s): Guotai Junan FX Limited, Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 20.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2020-12-16 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-05 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-05 | present |
| iBest Investment Services Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2017-06-08 | 2017-07-11 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-29 | 2017-07-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-12-03 | 2017-07-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-24 | 2017-07-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-24 | 2017-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nga Yeung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.