Shuk Han Mou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Han Mou (繆淑嫻), a licensed Responsible Officer with CE reference ALN988. Currently licensed at 2 firm(s): Beevest Fortune Asset Management Limited, Beevest Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 33.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-15 | present |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-15 | present |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-14 | present |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-12-14 | present |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2022-12-14 | present |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-15 | 2022-12-14 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-15 | 2022-12-14 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-15 | 2022-12-14 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-18 | 2022-08-07 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-18 | 2022-08-07 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 - Advising on securities | 2020-05-18 | 2022-08-07 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-17 | 2020-05-18 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-17 | 2020-05-18 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
RO | Type 4 - Advising on securities | 2019-03-05 | 2020-02-29 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-23 | 2020-02-29 |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-25 | 2018-11-11 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-11-25 | 2016-04-10 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-11-25 | 2016-04-10 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-11-25 | 2016-04-10 |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-25 | 2014-07-12 |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-27 | 2013-09-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-13 | 2013-06-10 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-13 | 2013-06-10 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-13 | 2013-06-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-08 | 2009-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-08 | 2009-10-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-08 | 2009-10-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-08 | 2008-10-02 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-20 | 2008-10-02 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-20 | 2008-10-02 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2005-09-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-26 | 2005-09-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-26 | 2005-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Han Mou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.