Annie Lap Chun Shum
沈立雋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Lap Chun Shum (沈立雋), a licensed Responsible Officer with CE reference ALN110. Currently licensed at 1 firm(s): Wellspring Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.8 years of SFC licence history. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellspring Partners Limited 涌銘資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-10-26 | present |
| Wellspring Partners Limited 涌銘資產管理有限公司 |
RO | Type 9 - Asset management | 2026-10-26 | present |
| Wellspring Partners Limited 涌銘資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-21 | 2026-10-26 |
| Wellspring Partners Limited 涌銘資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-08-21 | 2026-10-26 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-22 | 2026-06-18 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-22 | 2026-06-18 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-16 | 2026-06-18 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-16 | 2026-05-22 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-16 | 2026-05-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-26 | 2018-06-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-26 | 2018-06-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-26 | 2018-06-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-15 | 2017-10-31 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-12-15 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2011-05-05 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2011-05-05 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2011-05-05 | 2017-10-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-18 | 2011-04-15 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 - Asset management | 2010-08-18 | 2011-04-15 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-30 | 2010-08-03 |
| An Qiao Investment (Hong Kong) Limited 安橋投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-13 | 2008-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Annie Lap Chun Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.