Wai Ping Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ping Chu (朱惠萍), a licensed Responsible Officer with CE reference ALI396. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-16 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-14 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-18 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-20 | 2018-01-18 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-30 | 2017-10-27 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-05-30 | 2017-10-27 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-20 | 2005-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ping Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.