Beng Wee How
侯明偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beng Wee How (侯明偉), a licensed former licensee with CE reference AQI399. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-16 | 2025-05-30 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-14 | 2025-05-30 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-23 | 2025-05-30 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-21 | 2018-05-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-07 | 2017-07-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-07 | 2017-07-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-06-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-18 | 2008-09-29 |