Pamela Shuet Fan Yeung
楊雪芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pamela Shuet Fan Yeung (楊雪芬), a licensed former licensee with CE reference ALI310. This person has 15.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-17 | 2023-07-24 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-02-17 | 2023-09-29 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-05 | 2022-02-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-14 | 2021-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-14 | 2021-02-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-20 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-20 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-20 | 2015-04-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-17 | 2014-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-17 | 2014-03-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-07-17 | 2012-01-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-18 | 2006-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-05-18 | 2006-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-18 | 2006-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-18 | 2006-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-10-13 | 2006-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-10-13 | 2006-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pamela Shuet Fan Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.