Alan Gordon Flynn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Gordon Flynn ( ), a licensed former licensee with CE reference ALH871. This person has 13.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-24 | 2018-12-07 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 - Asset management | 2018-10-24 | 2018-12-07 |
| Legal & General Investment Management Asia Limited | RO | Type 9 - Asset management | 2015-04-20 | 2018-10-24 |
| Legal & General Investment Management Asia Limited | RO | Type 1 - Dealing in securities | 2013-07-22 | 2018-10-24 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-24 | 2012-07-20 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-08-04 | 2012-07-20 |
| Mercer (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2004-12-22 | 2005-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Gordon Flynn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.