Kent Sanford Moser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kent Sanford Moser ( ), a licensed former licensee with CE reference ALF653. This person has 5.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2016-03-15 | 2017-03-30 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2016-03-15 | 2017-03-30 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-27 | 2015-03-27 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-27 | 2015-03-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-13 | 2014-02-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-13 | 2014-02-17 |
| ACM Asia Limited |
Rep | Type 4 - Advising on securities | 2011-08-04 | 2011-11-01 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-12 | 2010-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-13 | 2004-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kent Sanford Moser during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mo Yin Edna Chan | CBH Asia Limited | 2012–2014 |
| Lai Wai Tse | CBH Asia Limited | 2012–2014 |
| Ian Forbes Marsh | CBH Asia Limited | 2012–2014 |
| David Charles Blumsom | CBH Asia Limited | 2012–2014 |
| Anita Hoi Ying Caswell Ng | CBH Asia Limited | 2012–2014 |
| Richard Evan Jones | CBH Asia Limited | 2012–2014 |
| Nicholas John Donaldson | CBH Asia Limited | 2012–2014 |
| Zachary Tin Ying Chan | CBH Asia Limited | 2012–2014 |
| Doron Huang | CBH Asia Limited | 2012–2014 |
| Maria Yuk Munn Cheung | CBH Asia Limited | 2012–2014 |
| Jason Alexander Going | CBH Asia Limited | 2012–2014 |
| Christopher Paul Frederick Hopkins | CBH Asia Limited | 2012–2014 |
| Julie Ning Chi Kwok | CBH Asia Limited | 2012–2014 |
| Milton Kwan Leung | CBH Asia Limited | 2012–2014 |
| Kevin Chi Kit Liem | CBH Asia Limited | 2012–2014 |
| Anthony David Roberts | CBH Asia Limited | 2012–2014 |
| Kenman Wai Ching Wong | CBH Asia Limited | 2012–2014 |
| Mei Sze Wong | CBH Asia Limited | 2012–2014 |
| Michael Richard Trevor Smith | Peak Capital Limited | 2016–2017 |
| Jannie Man Hsih Shum | CBH Asia Limited | 2012–2014 |