ACM Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ACM Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AAJ958. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 5).
Registered address
22nd Floor, 3 Lockhart Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 9 - Asset management | present | present |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Louis McDaniel Bowen | RO 4, 6, 9 | Pre-2003 | Present |
| Ronie Yun Chung Cheng 鄭潤聰 | RO 6, 9 Rep 4, 6, 9 | 2004-08 | 2008-09 |
| James Desmond Collins-Taylor | RO 4, 6, 9 | Pre-2003 | Present |
| Roderick McEwan Dickson | RO 6, 9 | 2005-09 | 2006-04 |
| Kent Sanford Moser | Rep 4 | 2011-08 | 2011-11 |
Showing 1–5 of 5
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