Ronald Seng Yum Tham
譚承蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Seng Yum Tham (譚承蔭), a licensed Responsible Officer with CE reference ALF563. Currently licensed at 1 firm(s): Link Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 9.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Link Asset Management Limited 領展資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-22 | present |
| Link Asset Management Limited 領展資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-28 | 2023-05-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-15 | 2010-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-03-15 | 2010-10-13 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2005-03-15 | 2010-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-07 | 2005-03-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-09-07 | 2005-03-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-09-07 | 2005-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Seng Yum Tham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.