Cheng-Hui Kao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-Hui Kao (高正輝), a licensed Responsible Officer with CE reference ALB059. Currently licensed at 1 firm(s): AllianceBernstein Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 21.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-18 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | 2026-03-18 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-11-18 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-11-18 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-18 | 2026-03-18 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-18 | 2026-03-18 |
| MetLife Investments Asia Limited | RO | Type 1 - Dealing in securities | 2023-02-24 | 2024-10-31 |
| MetLife Investments Asia Limited | RO | Type 4 - Advising on securities | 2023-02-24 | 2024-10-31 |
| MetLife Investments Asia Limited | RO | Type 9 - Asset management | 2023-02-24 | 2024-10-31 |
| MetLife Investments Asia Limited | Rep | Type 1 - Dealing in securities | 2022-10-11 | 2023-02-24 |
| MetLife Investments Asia Limited | Rep | Type 4 - Advising on securities | 2022-10-11 | 2023-02-24 |
| MetLife Investments Asia Limited | Rep | Type 9 - Asset management | 2022-10-11 | 2023-02-24 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2022-08-19 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2010-01-18 | 2022-08-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-21 | 2022-08-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-02 | 2008-03-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2004-08-02 | 2008-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheng-Hui Kao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.