Ying Cheuk Kwok
郭英卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Cheuk Kwok (郭英卓), a licensed former licensee with CE reference AKU150. This person has 19.4 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED 億邦證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-31 | 2026-02-17 |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-05-31 | 2026-02-17 |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 9 - Asset management | 2023-05-31 | 2026-02-17 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-02-10 | 2023-05-12 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-10 | 2023-05-12 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-10 | 2023-05-05 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-10 | 2023-05-05 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-03 | 2023-02-10 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-03 | 2023-02-10 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-01-03 | 2023-02-10 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 - Advising on securities | 2021-03-15 | 2022-11-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 9 - Asset management | 2021-03-15 | 2022-11-01 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-04-18 | 2020-09-01 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 - Asset management | 2017-04-18 | 2020-09-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-21 | 2022-11-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-21 | 2022-11-01 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-27 | 2016-10-17 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2016-05-27 | 2016-10-17 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 - Asset management | 2016-05-27 | 2016-10-17 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-26 | 2015-03-31 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-25 | 2012-10-26 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-04-01 | 2012-10-25 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-04-01 | 2012-10-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-06 | 2011-01-13 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-06 | 2011-01-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-10 | 2008-02-19 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-10 | 2008-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Cheuk Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.