Kevin Ka Bun Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Ka Bun Tse (謝嘉斌), a licensed Responsible Officer with CE reference AJE849. Currently licensed at 2 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED, AXA Investment Managers Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2026-06-02 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2026-03-26 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-27 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2022-06-27 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-06-27 | 2026-06-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2022-06-27 | 2026-06-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-21 | 2022-06-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-02-21 | 2022-06-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2022-02-21 | 2022-06-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2022-02-21 | 2022-06-27 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
RO | Type 9 - Asset management | 2013-01-29 | 2022-02-04 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 - Asset management | 2006-05-10 | 2013-01-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-09-21 | 2005-12-14 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-10-14 | 2005-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Ka Bun Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.