Yee Wai Chong
莊以惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wai Chong (莊以惠), a licensed former licensee with CE reference ARM326. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2021-03-23 | 2021-04-27 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-27 | 2020-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-08 | 2012-09-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-21 | 2009-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2012-09-24 |