Sau Lai Chan
陳秀麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Lai Chan (陳秀麗), a licensed Representative with CE reference AJA115. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-02 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-02 | present |
| HSBC Trinkaus Investment Management Limited |
RO | Type 1 - Dealing in securities | 2010-11-12 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited |
RO | Type 4 - Advising on securities | 2010-11-12 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 1 - Dealing in securities | 2005-06-02 | 2010-11-12 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 - Advising on securities | 2003-08-22 | 2010-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Lai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.