Syed Ali Raza Naqvi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Syed Ali Raza Naqvi, a licensed Responsible Officer with CE reference AIZ646. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 - Advising on securities. This person has 22.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RO | Type 4 - Advising on securities | 2023-12-11 | present |
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2021-06-04 | 2023-12-11 |
| Aletheia Technologies Limited | RO | Type 4 - Advising on securities | 2019-01-04 | 2021-06-02 |
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2018-07-25 | 2019-01-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2018-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-16 | 2018-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-16 | 2018-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-12-09 | 2017-08-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-04-10 | 2013-08-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-23 | 2017-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-03 | 2011-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-03 | 2016-12-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-11-03 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-06-02 | 2017-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-02 | 2005-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Syed Ali Raza Naqvi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.