Daniel Ross Simmons
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ross Simmons, a licensed Responsible Officer with CE reference AHP770. Currently licensed at 1 firm(s): OCP Asia (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCP Asia (Hong Kong) Limited | RO | Type 9 - Asset management | 2012-08-08 | present |
| OCP Asia (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-08-08 | 2022-06-09 |
| OCP Asia (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2012-08-08 | 2022-06-09 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-04-27 | 2012-08-08 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-04-27 | 2012-08-08 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-04-11 | 2012-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-07-21 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-07-21 | 2007-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-07-11 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-07-11 | 2007-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-07-11 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-07-11 | 2007-02-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Ross Simmons during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.