Sunny Kai Sun Yip
葉啟燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Kai Sun Yip (葉啟燊), a licensed Responsible Officer with CE reference AHK750. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.8 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-08 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-08 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-25 | 2026-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-25 | 2026-01-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-13 | 2025-04-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-13 | 2025-04-25 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-05-06 | 2026-01-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-24 | 2019-05-06 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-26 | 2018-12-31 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-26 | 2018-12-31 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-29 | 2016-07-26 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-29 | 2016-07-26 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2016-04-14 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-10-25 | 2016-04-14 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-11 | 2013-10-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-12-09 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-27 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-27 | 2011-12-09 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-03-29 | 2011-10-21 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-20 | 2011-10-21 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-20 | 2011-10-21 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-20 | 2011-06-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-20 | 2011-03-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-08 | 2010-12-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-08 | 2010-12-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-01-24 | 2010-09-15 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-16 | 2010-09-15 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-16 | 2008-01-24 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-03 | 2007-05-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-05-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunny Kai Sun Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chiu Wah Yeu | Everbright Securities Global (HK) Limited | 2003–2006 |
| Ka Hung Chan | BOCI Asia Limited | 2019–2026 |
| Kam Ming Sun | BOCI Asia Limited | 2019–2026 |
| Chen Chi | BOCI Asia Limited | 2019–2026 |
| Jieli Cui | BOCI Asia Limited | 2019–2026 |
| Zuo Qiu Fu | BOCI Asia Limited | 2019–2026 |
| Wai Lei | BOCI Asia Limited | 2019–2026 |
| Yang Lu | BOCI Asia Limited | 2019–2026 |
| Xin Ma | BOCI Asia Limited | 2019–2026 |
| Ho Shing Wu | BOCI Asia Limited | 2019–2026 |
| Xinwei Xu | BOCI Asia Limited | 2019–2026 |
| Yue Xu | BOCI Asia Limited | 2019–2026 |
| Xuting Yao | BOCI Asia Limited | 2019–2026 |
| Lu Chen | BOCI Asia Limited | 2019–2026 |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2019–2026 |
| Zhongjing Ruan | BOCI Asia Limited | 2019–2026 |
| Ho Chi Sit | BOCI Asia Limited | 2019–2026 |
| Yiu Kei Leung | BOCI Asia Limited | 2019–2025 |
| Kin Man Lee | BOCI Asia Limited | 2019–2025 |
| Jiajing Zhao | BOCI Asia Limited | 2019–2025 |