James Kwok Lung Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kwok Lung Cheung (張國龍), a licensed Responsible Officer with CE reference AGW422. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 19.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-11 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-11 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-08-11 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-08-11 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-16 | 2022-02-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 - Advising on securities | 2015-01-16 | 2022-02-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-16 | 2022-02-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-15 | 2015-01-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-15 | 2015-01-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-15 | 2015-01-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-11-08 | 2014-07-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-16 | 2013-11-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-08 | 2014-07-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-09-08 | 2014-07-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-11 | 2008-09-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-11 | 2008-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Kwok Lung Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.