Man Yuen Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yuen Siu (蕭文遠), a licensed Responsible Officer with CE reference AQE811. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 18.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 - Advising on securities | 2018-07-24 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-17 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-10-17 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-27 | 2018-07-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-19 | 2012-10-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-24 | 2012-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Yuen Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.