Shirley Suet Yee Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Suet Yee Chan (陳雪怡), a licensed Responsible Officer with CE reference AGI487. Currently licensed at 1 firm(s): Huajin Corporate Finance (International) Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 23.2 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 4 - Advising on securities | 2018-01-16 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-17 | present |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-03 | 2026-08-04 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-12-20 | 2017-01-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-22 | 2016-12-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-06-15 | 2016-12-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-16 | 2016-02-22 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-16 | 2011-06-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-04 | 2011-05-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-05-04 | 2011-05-03 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-21 | 2009-04-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-29 | 2009-04-24 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-27 | 2006-08-07 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-22 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-22 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-09 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Suet Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.