Frankie Man Sing Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Man Sing Yan (甄文星), a licensed Responsible Officer with CE reference AGF408. Currently licensed at 2 firm(s): China Harbour International Securities Limited, China Harbour International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 19.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Securities Limited 中灣國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-27 | present |
| China Harbour International Capital Limited 中灣國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-06-27 | present |
| China Harbour International Securities Limited 中灣國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-14 | 2024-06-27 |
| China Harbour International Capital Limited 中灣國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-05-14 | 2024-06-27 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-16 | 2023-12-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-15 | 2023-12-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-04-15 | 2023-12-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-07 | 2018-09-30 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-01-07 | 2018-09-30 |
| Proton Capital Limited 普頓資本有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-28 | 2013-12-31 |
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-08-28 | 2013-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2013-06-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-10-24 | 2013-06-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-05 | 2011-10-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-10-05 | 2011-10-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-06-23 | 2011-10-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-12-06 | 2008-03-20 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-10-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frankie Man Sing Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.