Deborah Wai Chung Lee
李慧中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deborah Wai Chung Lee (李慧中), a licensed former licensee with CE reference AFY974. This person has 11.3 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-09 | 2015-03-13 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-09 | 2015-03-13 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-06-09 | 2015-03-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-31 | 2013-12-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-31 | 2013-12-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-07-31 | 2013-12-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-06 | 2013-12-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-06 | 2013-12-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-05-06 | 2013-12-13 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-16 | 2010-03-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-03-16 | 2010-03-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-03-16 | 2010-03-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2009-02-18 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-13 | 2009-02-18 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2005-04-13 | 2009-02-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-07 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-07 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Deborah Wai Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.