Kwok Cheung Lai
黎國璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung Lai (黎國璋), a licensed Responsible Officer with CE reference AFV352. Currently licensed at 1 firm(s): Tractus Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tractus Asset Management Limited 大觀資產管理有限公司 |
RO | Type 9 - Asset management | 2009-12-31 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 9 - Asset management | 2007-05-16 | 2009-12-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 - Asset management | 2004-07-12 | 2007-05-16 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-08 | 2009-12-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-16 | 2004-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Cheung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chung Wai Ng | Tractus Asset Management Limited | 2009–2025 |
| Chung Che Hon | Tractus Asset Management Limited | 2013–present |
| Allan Kok Chong Cheang | Chelsea Securities Limited | 2004–2009 |
| James Arthur Filmer-Wilson | Chelsea Securities Limited | 2004–2009 |
| Lola Priska Linker | Chelsea Securities Limited | 2004–2009 |
| Remy Kam Fong Siu | Chelsea Securities Limited | 2004–2009 |
| Pui Yuk Wong | Chelsea Securities Limited | 2004–2009 |
| Hans Lothar Wesemann | Chelsea Securities Limited | 2004–2009 |
| Meko Lai Yin Lok | Chelsea Securities Limited | 2005–2008 |
| John Charles Hobbs | Chelsea Securities Limited | 2004–2007 |
| Joanna Chung Yan Wong | Tractus Asset Management Limited | 2010–2011 |
| David Sean Linker | Chelsea Securities Limited | 2008–2009 |
| Men Ching Leung | Tractus Asset Management Limited | 2010 |
| Chung Yin Fan | Tractus Asset Management Limited | 2010–2011 |
| Xi Nai Lai | Tractus Asset Management Limited | 2026–present |
| Chuen Luen Fan | Chelsea Securities Limited | 2009 |