John Charles Hobbs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Charles Hobbs ( ), a licensed former licensee with CE reference AAE797. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-03-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-03-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2007-03-31 |