Vivian Ng
伍穎思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Ng (伍穎思), a licensed former licensee with CE reference AFV100. This person has 9.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-08 | 2012-10-16 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-08 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-18 | 2012-10-16 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-02 | 2008-06-06 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.