Zhongjie Niu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongjie Niu (牛鍾洁), a licensed Responsible Officer with CE reference AFR748. Currently licensed at 2 firm(s): Vision Finance Asset Management Limited, Vision Finance International Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 - Asset management | 2010-07-23 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-12-17 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-29 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-11-29 | present |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-30 | 2008-01-09 |
| Vision Finance (Capital) Limited 匯金(資本)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-06-30 | 2008-01-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-16 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhongjie Niu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.