Ho Yin Lee
李浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lee (李浩然), a licensed former licensee with CE reference AFP786. This person has 6.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-11-30 | 2012-04-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2009-11-30 | 2012-04-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-09 | 2009-11-30 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-15 | 2009-06-06 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | 2004-01-28 | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | 2004-01-28 | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | 2004-01-28 | 2004-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.