Kin Pong Chau
周健邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pong Chau (周健邦), a licensed Responsible Officer with CE reference AEW845. Currently licensed at 1 firm(s): Mighty Brokerage (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-22 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-07-08 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Pong Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.