Siu Kwan Lui
雷小群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Lui (雷小群), a licensed former licensee with CE reference BHR257. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-29 | 2024-06-07 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2022-08-29 | 2024-06-07 |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2022-07-05 |