Kwong Wa Wai
韋廣華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wa Wai (韋廣華), a licensed former licensee with CE reference ABP327. This person has 13.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-10-06 | 2016-08-22 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-06-30 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-10-06 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Wa Wai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.