Chak Tin Ng
吳澤天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Tin Ng (吳澤天), a licensed former licensee with CE reference AFH234. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-28 | 2016-05-23 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | present | 2014-01-02 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-19 |