Chi Man Chiu
招志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Chiu (招志文), a licensed former licensee with CE reference ABW341. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wings Securities Limited 永時證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-26 | 2022-06-11 |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-26 | 2022-06-11 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-17 | 2018-01-09 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-17 | 2018-01-09 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-11 | 2016-06-30 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-04-11 | 2016-10-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-23 | 2012-01-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-23 | 2012-01-26 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-23 | 2012-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-07 | 2009-09-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-03-07 | 2009-09-01 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-07 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-04 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-04 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-04 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-04 |