Howard Li Chien Wu
吳理存
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Li Chien Wu (吳理存), a licensed former licensee with CE reference ACS476. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-28 | 2010-01-11 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-28 | 2010-01-11 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-26 | 2006-04-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-26 | 2006-04-28 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 9 — Asset management | present | 2005-01-26 |