Cho Kwong Li
李早光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Kwong Li (李早光), a licensed Responsible Officer with CE reference AEU474. Currently licensed at 1 firm(s): Northern Light Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.6 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Light Advisors Limited 北極光顧問有限公司 |
RO | Type 4 - Advising on securities | 2024-11-18 | present |
| Northern Light Advisors Limited 北極光顧問有限公司 |
RO | Type 9 - Asset management | 2024-11-18 | present |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 4 - Advising on securities | 2022-11-11 | 2024-11-14 |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 9 - Asset management | 2022-11-11 | 2024-11-14 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-03 | 2022-08-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 - Advising on securities | 2020-07-03 | 2022-08-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 - Asset management | 2020-07-03 | 2022-08-31 |
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 4 - Advising on securities | 2019-09-02 | 2020-06-30 |
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 9 - Asset management | 2019-09-02 | 2020-06-30 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 - Advising on securities | 2019-03-12 | 2019-08-27 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-29 | 2019-08-27 |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 4 - Advising on securities | 2018-02-01 | 2019-01-24 |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 9 - Asset management | 2018-02-01 | 2019-01-24 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-18 | 2018-01-31 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-27 | 2016-01-01 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-11-27 | 2016-01-01 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-20 | 2007-06-16 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-27 | 2006-08-04 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-07 | 2006-03-20 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-17 | 2005-09-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-11 | 2005-03-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-01 | 2004-07-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cho Kwong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.