Jeffrey David Lee

CE No. BRM400 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey David Lee, a licensed Responsible Officer with CE reference BRM400. Currently licensed at 1 firm(s): Northern Light Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Northern Light Advisors Limited
北極光顧問有限公司		 RO Type 4 — Advising on securities 2024-11-18 present
Northern Light Advisors Limited
北極光顧問有限公司		 RO Type 9 — Asset management 2024-11-18 present
PristineView Capital Advisers, Limited RO Type 4 — Advising on securities 2022-01-07 2024-10-25
PristineView Capital Advisers, Limited RO Type 9 — Asset management 2022-01-07 2024-10-25

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